A man in a black suit loosening his tie
5/5

Core KYC/Client Due Diligence minimum standards

Conceptual understanding, definitions, regulatory regimes' oversight, bank-specific policy level standards, etc.
person using MacBook Pro
5/5

KYC – Digital KYC/Video KYC/Online KYC

Conceptual understanding of what can and cannot be undertaken from a KYC/CDD perspective in a non-F2F scenario, digital/video banking scenario, acceptable and non-acceptable industry standards, regulatory regimes and expectations, etc.
5/5

KYC – Politically Exposed Persons (PEPs)

PEP definition, identification, local vs foreign PEP definition, basic risk assessment, connected PEPs, De-PEP scenarios, etc.
Restricted Area sign at the cyclone fence
5/5

KYC – Restricted Relationships

Clients restricted for onboarding by banks in specific segments, thresholds, identifiers, exception management, client expectation management, regulatory nuances, etc.
photo of no walking signage
5/5

KYC – Prohibited Relationships

Clients prohibited for onboarding by banks identifiers, exception management, client expectation management, regulatory nuances, etc.
two person handshaking
5/5

KYC/CDD – Sanctions risks and mitigants, regimes

Sanctions filtering and risks associated with Sanctions indicia clients, risk assessments, Sanctioned countries vs. Sanctioned entities vs. Sanctioned individuals, Sanctioned countries vs. Sanctioned cities (e.g. Crimea), Sectoral Sanctions.

Enroll Now